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Adoption in ancient Rome

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Possibly the most famous Roman adoptee, Augustus, first Emperor of the Roman Empire
Possibly the most famous Roman adoptee, Augustus, first Emperor of the Roman Empire

Adoption in ancient Rome was practiced and performed by the upper classes; a large number of adoptions were performed by the Senatorial class.[1] Succession and family legacy were very important; therefore, Romans needed ways of passing down their fortune and name when unable to produce a male heir. Adoption was one of the few ways to guarantee succession, so it became a norm to adopt young males into the homes of high ranking families. Due to the Roman inheritance laws (Lex Falcidia),[2] women had very little rights or the ability to inherit fortunes. This made them less valuable for adoption. However, women were still adopted and it was more common for them to be wed to an influential family.

Causes

One of the benefits of a male heir was the ability to create ties among other high-ranking families through marriage. Senators throughout Rome had the responsibility of producing sons who could inherit their family’s title and estate. Childbirth was very unpredictable during these times and there was no way of knowing gender before birth. This caused many children to be lost in the years directly after and it was hard for the senators to control the situation. With the cost of children being high and average families having very few children, this posed a challenge for the senators. Without a male heir, their title and estate could be forfeited. This was the leading cause for adoption in ancient Rome. It is important to note that adoption in ancient Rome was used for a number of reasons and not exclusively by senators. The use by senators guaranteed them a son; this gave senators the freedom to produce children more freely knowing a male heir could always be adopted if unable to produce one naturally. This also created new benefits for female babies enabling them to be given away for adoption into higher ranked families. With the reduced risk of succession issues this created opportunities for male children to marry into other high-ranking families to create powerful ties among the upper class. In the case of the lower classes, raising a large family was quite challenging. Due to the cost, this allowed them to put their children up for adoption. It would benefit both the families and the child. One famous example of this is when Lucius Aemilius put his own two sons up for adoption.[1]

Practice

In Rome, the person in charge of adoption was the male head of the household called the pater familias. Adoption would result in an adoption of power for the adopted child as the status of the adopting family was immediately transferred to the child. This was almost always an increase in power due to the high cost of adoption. Publius Clodius Pulcher famously used this loophole for political power in his attempt to gain control over the plebs.[3] During the Roman Republic, the same laws stood in place with only one difference; the requirement of the Senate's approval.

The actual adoption was often operated like a business contract between the two families. The adopted child took the family name as his own. Along with this, the child kept his/her original name through the form of cognomen or essentially a nickname. The adopted child also maintained previous family connections and often leveraged this politically. Due to the power disparity that normally existed between the families involved in adoption, a fee was often given to the lower family to help with replacing (in most cases) the first-born son. Another case similar to adoption was the fostering of children; this effectively took place when a paterfamilias transferred his power to another man to be left in their care.[4]

One kind of adoption called adrogation occurred where the person adopted was free, and consented to be adopted by another. It was done at the assembly of the people while the commonwealth subsisted, and later by a rescript of the emperors. The Roman practice of adrogation required the adrogator to be at least 60 years old, for otherwise it was expected that they be procreating rather than adopting. Exception was made for the infertile and those who wished to adopt within the family.[5] This is contrasted with arrogation, in which one claims another for oneself without the right.

Former slaves who were freed by their masters could be allowed to adopt his children to legitimize them.[6]

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Pater familias

Pater familias

The pater familias, also written as paterfamilias, was the head of a Roman family. The pater familias was the oldest living male in a household, and could legally exercise autocratic authority over his extended family. The term is Latin for "father of the family" or the "owner of the family estate". The form is archaic in Latin, preserving the old genitive ending in -ās, whereas in classical Latin the normal first declension genitive singular ending was -ae. The pater familias always had to be a Roman citizen.

Publius Clodius Pulcher

Publius Clodius Pulcher

Publius Clodius Pulcher was a populist Roman politician and street agitator during the time of the First Triumvirate. One of the most colourful personalities of his era, Clodius was descended from the aristocratic Claudia gens, one of Rome's oldest and noblest patrician families, but he contrived to be adopted by an obscure plebeian, so that he could be elected tribune of the plebs. During his term of office, he pushed through an ambitious legislative program, including a grain dole; but he is chiefly remembered for his long-running feuds with political opponents, particularly Cicero, whose writings offer antagonistic, detailed accounts and allegations concerning Clodius' political activities and scandalous lifestyle. Clodius was tried for the capital offence of sacrilege, following his intrusion on the women-only rites of the goddess Bona Dea, purportedly with the intention of seducing Caesar's wife Pompeia; his feud with Cicero led to Cicero's temporary exile; his feud with Milo ended in his own death at the hands of Milo's bodyguards.

Roman Republic

Roman Republic

The Roman Republic was a form of government of Rome and the era of the classical Roman civilization when it was run through public representation of the Roman people. Beginning with the overthrow of the Roman Kingdom and ending in 27 BC with the establishment of the Roman Empire, Rome's control rapidly expanded during this period—from the city's immediate surroundings to hegemony over the entire Mediterranean world.

Roman Empire

Roman Empire

The Roman Empire was the post-Republican period of ancient Rome. As a polity, it included large territorial holdings around the Mediterranean Sea in Europe, North Africa, and Western Asia, and was ruled by emperors. From the accession of Caesar Augustus as the first Roman emperor to the military anarchy of the 3rd century, it was a Principate with Italia as the metropole of its provinces and the city of Rome as its sole capital. The Empire was later ruled by multiple emperors who shared control over the Western Roman Empire and the Eastern Roman Empire. The city of Rome remained the nominal capital of both parts until AD 476 when the imperial insignia were sent to Constantinople following the capture of the Western capital of Ravenna by the Germanic barbarians. The adoption of Christianity as the state church of the Roman Empire in AD 380 and the fall of the Western Roman Empire to Germanic kings conventionally marks the end of classical antiquity and the beginning of the Middle Ages. Because of these events, along with the gradual Hellenization of the Eastern Roman Empire, historians distinguish the medieval Roman Empire that remained in the Eastern provinces as the Byzantine Empire.

Adoption of women

Throughout Roman history many adoptions took place but very few accounts of female adoption were recorded and preserved throughout history. With men holding the spotlight in history books and articles, it is possible that adoption of girls was more popular. However, because most of the famous adoptions were male children, female adoptions could have been wrongfully accounted. Additionally, because the legal impacts of women in ancient Rome were so minimal, it is possible that adoptions could have been more informal and therefore less accounted for in history. One of the most well known was Livia Augusta, who gained this name after her adoption into the Julian family. Known mainly as the wife of Augustus, Livia played a key role during this time in the Roman Empire both as a political symbol and a role model for Roman households. Livia earned herself an honorable place among history as a great mother. However, some of the rumors related to potential heirs have survived throughout history.[7]

Imperial succession

Many of Rome’s famous emperors came to power through adoption, either because their predecessors had no natural sons, or simply to ensure a smooth transition for the most capable candidate.

The Julio-Claudian dynasty

Julio Claudian Family Tree
Julio Claudian Family Tree

The first emperor, Augustus, owed much of his success to having been adopted into the gens Julia in the will of his great uncle, Julius Caesar. However, the office of emperor did not exist at that time; Octavian inherited Caesar's money, name and auctoritas but not the office of dictator.

As Augustus's central role in the principate solidified, it became increasingly important for him to designate an heir. He first adopted his daughter Julia's three sons by Marcus Agrippa, renaming them Gaius Caesar, Lucius Caesar, and Agrippa Caesar. After the former two died young and the latter was exiled, Augustus adopted his stepson, Tiberius Claudius Nero, on the condition that he adopt his own nephew, Germanicus (who was also Augustus's great nephew by blood). Tiberius succeeded Augustus, and after Tiberius's death, Germanicus's son Caligula became emperor.[8]

Claudius adopted his stepson Lucius Domitius Ahenobarbus, who changed his name to Nero Claudius Caesar and succeeded Claudius as the emperor Nero.

The Adoptive Emperors

The Nerva-Antonine dynasty was also united by a series of adoptions. Nerva adopted the popular military leader Trajan. Trajan in turn took Publius Aelius Hadrianus as his protégé and, although the legitimacy of the process is debatable, Hadrian claimed to have been adopted and took the name Caesar Traianus Hadrianus when he became emperor.

Hadrian adopted Lucius Ceionius Commodus, who changed his name to Lucius Aelius Caesar but predeceased Hadrian. Hadrian then adopted Titus Aurelius Fulvus Boionius Arrius Antoninus, on condition that Antoninus in turn adopt both the natural son of the late Lucius Aelius and a promising young nephew of his wife. They ruled as Antoninus Pius, Lucius Verus and Marcus Aurelius respectively.

Niccolò Machiavelli described them as The Five Good Emperors and attributed their success to having been chosen for the role:

From the study of this history we may also learn how a good government is to be established; for while all the emperors who succeeded to the throne by birth, except Titus, were bad, all were good who succeeded by adoption, as in the case of the five from Nerva to Marcus. But as soon as the empire fell once more to the heirs by birth, its ruin recommenced.[9]

This run of adoptive emperors came to an end when Marcus Aurelius named his biological son, Commodus, as his heir.

One reason why adoption never became the official method of designating a successor was because hereditary rule was against republican principles and the republic had never been abandoned in law, even though the emperors of the Principate behaved as monarchs. The Dominate of Diocletian effectively replaced adoption with Consortium imperii – designating an heir by appointing him partner in imperium.

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Augustus

Augustus

Caesar Augustus, also known as Octavian, was the first Roman emperor; he reigned from 27 BC until his death in AD 14. He is known for being the founder of the Roman Principate, which is the first phase of the Roman Empire, and is considered one of the greatest leaders in human history. The reign of Augustus initiated an imperial cult as well as an era associated with imperial peace, the Pax Romana or Pax Augusta. The Roman world was largely free from large-scale conflict for more than two centuries despite continuous wars of imperial expansion on the empire's frontiers and the year-long civil war known as the "Year of the Four Emperors" over the imperial succession.

Julius Caesar

Julius Caesar

Gaius Julius Caesar was a Roman general and statesman. A member of the First Triumvirate, Caesar led the Roman armies in the Gallic Wars before defeating his political rival Pompey in a civil war, and subsequently became dictator from 49 BC until his assassination in 44 BC. He played a critical role in the events that led to the demise of the Roman Republic and the rise of the Roman Empire.

Auctoritas

Auctoritas

Auctoritas is a Latin word which is the origin of English "authority". While historically its use in English was restricted to discussions of the political history of Rome, the beginning of phenomenological philosophy in the 20th century expanded the use of the word.

Gaius Caesar

Gaius Caesar

Gaius Caesar was the grandson and heir to the throne of Roman emperor Augustus, alongside his younger brother Lucius Caesar. Although he was born to Marcus Vipsanius Agrippa and Julia, Augustus' only daughter, Gaius and his younger brother, Lucius Caesar, were raised by their grandfather as his adopted sons and joint-heirs to the empire. He would experience an accelerated political career befitting a member of the Julio-Claudian dynasty, with the Roman Senate allowing him to advance his career without first holding a quaestorship or praetorship, offices that ordinary senators were required to hold as part of the cursus honorum.

Lucius Caesar

Lucius Caesar

Lucius Caesar was a grandson of Augustus, the first Roman emperor. The son of Marcus Vipsanius Agrippa and Julia the Elder, Augustus' only daughter, Lucius was adopted by his grandfather along with his older brother, Gaius Caesar. As the emperor's adopted sons and joint-heirs to the Roman Empire, Lucius and Gaius had promising political and military careers. However, Lucius died of a sudden illness on 20 August AD 2, in Massilia, Gaul, while traveling to meet the Roman army in Hispania. His brother Gaius also died at a relatively young age on 21 February, AD 4. The untimely loss of both heirs compelled Augustus to redraw the line of succession by adopting Lucius' younger brother, Agrippa Postumus as well as his stepson, Tiberius on 26 June AD 4.

Agrippa Postumus

Agrippa Postumus

Marcus Agrippa Postumus, later named Agrippa Julius Caesar, was a Roman nobleman who was the youngest son of Marcus Vipsanius Agrippa and Julia the Elder, the daughter and only biological child of the Roman Emperor Augustus. Augustus initially considered Postumus as a potential successor, and formally adopted him as his heir, but banished him from Rome in AD 6 on account of his ferocia. In effect, this action cancelled his adoption, and virtually assured Tiberius' emplacement as Augustus' sole heir. Postumus was ultimately executed by his own guards shortly after Augustus' death in AD 14.

Germanicus

Germanicus

Germanicus Julius Caesar was an ancient Roman general and politician most famously known for his campaigns in Germania. The son of Nero Claudius Drusus and Antonia the Younger, Germanicus was born into an influential branch of the patrician gens Claudia. The agnomen Germanicus was added to his full name in 9 BC when it was posthumously awarded to his father in honor of his victories in Germania. In AD 4 he was adopted by his paternal uncle Tiberius, who succeeded Augustus as Roman emperor a decade later. As a result, Germanicus became an official member of the gens Julia, another prominent family, to which he was related on his mother's side. His connection to the Julii Caesares was further consolidated through a marriage between himself and Agrippina the Elder, a granddaughter of Augustus. He was also the father of Caligula, the maternal grandfather of Nero, and the older brother of Claudius.

Caligula

Caligula

Caligula, formally known as Gaius, was the third Roman emperor, ruling from AD 37 until his assassination in AD 41. He was the son of the Roman general Germanicus and Agrippina the Elder, Augustus' granddaughter. Caligula was born into the first ruling family of the Roman Empire, conventionally known as the Julio-Claudian dynasty.

Claudius

Claudius

Tiberius Claudius Caesar Augustus Germanicus was the fourth Roman emperor, ruling from AD 41 to 54. A member of the Julio-Claudian dynasty, Claudius was born to Drusus and Antonia Minor at Lugdunum in Roman Gaul, where his father was stationed as a military legate. He was the first Roman emperor to be born outside Italy. Nonetheless, Claudius was an Italian of Sabine origins.

Nero

Nero

Nero Claudius Caesar Augustus Germanicus, was the fifth Roman emperor and final emperor of the Julio-Claudian dynasty, reigning from AD 54 until his death in AD 68. He was adopted by the Roman emperor Claudius at the age of 13 and succeeded him on the throne. Nero was popular with the members of his Praetorian Guard and lower-class commoners in Rome and its provinces, but he was deeply resented by the Roman aristocracy. Most contemporary sources describe him as tyrannical, self-indulgent, and debauched. After being declared a public enemy by the Roman Senate, he committed suicide at age 30.

Nerva

Nerva

Nerva was Roman emperor from 96 to 98. Nerva became emperor when aged almost 66, after a lifetime of imperial service under Nero and the succeeding rulers of the Flavian dynasty. Under Nero, he was a member of the imperial entourage and played a vital part in exposing the Pisonian conspiracy of 65. Later, as a loyalist to the Flavians, he attained consulships in 71 and 90 during the reigns of Vespasian and Domitian, respectively. On 18 September 96, Domitian was assassinated in a palace conspiracy involving members of the Praetorian Guard and several of his freedmen. On the same day, Nerva was declared emperor by the Roman Senate. As the new ruler of the Roman Empire, he vowed to restore liberties which had been curtailed during the autocratic government of Domitian.

Hadrian

Hadrian

Hadrian was Roman emperor from 117 to 138. He was born in Italica, a Roman municipium founded by Italic settlers in Hispania Baetica. He came from a branch of the gens Aelia that originated in the Picenean town of Hadria, the Aeli Hadriani. His father was of senatorial rank and was a first cousin of Emperor Trajan. Hadrian married Trajan's grand-niece Vibia Sabina early in his career before Trajan became emperor and possibly at the behest of Trajan's wife Pompeia Plotina. Plotina and Trajan's close friend and adviser Lucius Licinius Sura were well disposed towards Hadrian. When Trajan died, his widow claimed that he had nominated Hadrian as emperor immediately before his death.

Source: "Adoption in ancient Rome", Wikipedia, Wikimedia Foundation, (2023, January 10th), https://en.wikipedia.org/wiki/Adoption_in_ancient_Rome.

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References
  1. ^ a b Weigel, Richard D. (January 1978). "A Note on P. Lepidus". Classical Philology. 73 (1): 42–45. doi:10.1086/366392. ISSN 0009-837X. S2CID 162378824.
  2. ^ "LacusCurtius • Roman Law — Adoption (Smith's Dictionary, 1875)". penelope.uchicago.edu. Retrieved 2020-03-10.
  3. ^ Connerty, Victor (2000). Tatum, W. J. (ed.). "Publius Clodius Pulcher". The Classical Review. 50 (2): 514–516. doi:10.1093/cr/50.2.514. ISSN 0009-840X. JSTOR 3064795.
  4. ^ "Adoption in the Roman Empire". Life in the Roman Empire. Retrieved 2020-03-10.
  5. ^ Public Domain This article incorporates text from a publication now in the public domainChambers, Ephraim, ed. (1728). "Adrogation". Cyclopædia, or an Universal Dictionary of Arts and Sciences (1st ed.). James and John Knapton, et al.
  6. ^ Rawson, Beryl (1987). The Family in Ancient Rome: New Perspectives. ISBN 0801494605.
  7. ^ Huntsman, Eric D. (2009). "Livia Before Octavian". Ancient Society. 39: 121–169. doi:10.2143/AS.39.0.2042609. ISSN 0066-1619. JSTOR 44079922.
  8. ^ Levick, Barbara (1966). "Drusus Caesar and the Adoptions of A.D. 4". Latomus. 25 (2): 227–244. JSTOR 41524520.
  9. ^ Machiavelli, Discourses on Livy, Book I, Chapter 10.
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